FIOS · Capital markets ecosystem, one shared record
A simulated trading week at a dealer. Each trade is matched against every source the moment it arrives:
dealer chat, the book of record, exchange fills, the clearing report, counterparty confirmations, client allocations,
the custodian and market data. Custody, income, corporate actions, cash, lending, collateral, billing, finance, risk and
compliance all read the same record and are recalculated in the same step. Every trade carries the trader's user ID, desk
and workstation, so a break traces straight back to where it started. How to use
Cases
Dealer chat terms read from the conversation
Compliance feed possible issues, for review
Rules are illustrative and set per firm with its compliance team. A flag is a prompt to review, not a legal finding.